What is the Role of a Sponsor?
An OTCQX Sponsor for banks is a pre-approved FINRA member broker-dealer firm that specializes in trading and advising banks. OTCQX Sponsors provide guidance on the trading of a bankâs stock, as well as help facilitate relationships with institutional investors, investment bankers and other key market participants. Each bank is required to submit a letter of introduction from an OTCQX Sponsor before joining OTCQX. View a list of OTCQX Sponsors .
Qualify to Become an OTCQX Sponsor
If you represent a FINRA member broker-dealer firm and would like to serve as an OTCQX Sponsor, please contact us at 212.896.4420 or firstname.lastname@example.org to learn how to qualify.
|Application to Serve as an OTCQX Sponsor||Word|
|Agreement to Serve as an OTCQX Sponsor||Word|