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Application Guide

Step 1: Determine Eligibility. View OTCQB Requirements

Step 2: Submit OTCQB Application Materials. Access Agreements, Applications and Templates
OTCQB Application and Agreement | Letter of Introduction (for International Reporting) | Application Fee

Step 3: Upload Documents through After an application is submitted, the company will receive login credentials with detailed instructions

  • Financial Reports
    • Non-SEC Reporting Companies: Disclosure must be posted for the prior two years
    • SEC-Reporting Companies: Must be current in all periodic reporting requirements on EDGAR
  • Verify Your Company Profile.
  • OTCQB Certification. How to Upload Your Certification
    Post the Initial OTCQB Certification, signed by the CEO/CFO. The certification must verify your company officers, directors, affiliates, advisors, & current shares issued and outstanding

Step 4: Submit Annual Fee

View the full OTCQB Application Guide: U.S. | International


  • Application Fee. There is a one-time application fee of $2,500.
  • Annual Fee. $10,000 per year ($12,000 effective January 1, 2018)

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Application Forms
OTCQB Application and Agreement Word Online
OTCQB Certification (Template) Word
Personal Information Form Word
Personal Information Form - Additional Disclosure Reporting (upon request only) Word

Proposed Rules for Issuers
OTCQB Standards - Version 2.3 (Effective January 1, 2018)
OTCQB Standards - Version 2.3 (Effective January 1, 2018) - Redline

Rules for Issuers
OTCQB Standards - Version 2.2
Alternative Reporting Standard Disclosure Guidelines for OTCQX and OTCQB

Rule Amendments
OTCQB Release 4 - October 16, 2017 PDF
OTCQB Release 3.1 - June 30, 2017 PDF
OTCQB Release 3 - April 17, 2017 PDF
OTCQB Release 2 - June 9, 2015 PDF
OTCQB Release 1.1 - August 25, 2014 PDF
OTCQB Release 1 - July 24, 2014 PDF

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