PEN Inc.

Common Stock SEC Reporting - Current
Verified Company Profile 1/09/2017
Contact Info
  • 701 Brickell Avenue
  • Suite 1550
  • Miami, FL 33131

Business Description

Financial Reporting/Disclosure
Reporting Status U.S. Reporting: SEC Reporting
Audited Financials Audited
Latest Report Sep 30, 2016 10-Q
CIK 0000891417
Fiscal Year End 12/31
OTC Marketplace OTCQB
Profile Data
SIC - Industry Classification 3470 - Coating, Engraving & Allied Services
Incorporated In: DE, USA
Year of Inc. 2014
Employees 35 a/o Dec 21, 2016
Company Officers/Contacts
Scott Rickert CEO
John B. Hollister CFO
Jeanne M Rickert Secretary
Jacqueline Soptick Chief Accounting Officer
Elaine Ketchmere IR
Company Directors
Scott Rickert Chairman
Ronald J Berman
Douglas Q. Holmes
James A Sharp
Howard Westerman
Service Providers
Accounting/Auditing Firm
Salberg & Company, P.A.
2295 NW Corporate Blvd.
Suite 240
Boca Raton, FL, 33431-7328
United States
Securities Counsel
Legal & Compliance, LLC OTCQX Sponsor
330 Clematis St.
Suite 217
West Palm Beach, FL, 33401
United States
Investor Relations Firm
Compass IR
203 N. Lucia Ave., Unit 1
Redondo Beach, CA, 90277
United States
Company History
  • Formerly=Applied Nanotech Holdings, Inc. until 9-2014
  • Formerly=Nano-Proprietary, Inc. until 7-2008
  • Formerly=SI Diamond Technology, Inc. until 7-03
PENC Security Details
Share Structure
Market Value1 $1,962,202 a/o Mar 24, 2017
Authorized Shares 7,200,000 a/o Sep 30, 2016
Outstanding Shares 1,401,573 a/o Nov 08, 2016
-Restricted Not Available
-Unrestricted Not Available
Held at DTC Not Available
Float 1,078,029 a/o Apr 14, 2016
Par Value Not Available
Transfer Agent(s) Verified by Transfer Agent
Interwest Transfer Co., Inc.
Shareholders of Record 344 a/o Apr 14, 2016
Short Selling Data
Short Interest 5,466 (1.67%)
Feb 15, 2017
Significant Failures to Deliver No

1Market Value calculated only for respective security