IMBBY

Imperial Brands PLC

 
Sponsored ADR (1 ADS : 1 Ordinary) International Reporting
OTCQX International Premier
 

OTC Disclosure & News Service

 

Director/PDMR Shareholding

Feb 17, 2017

OTC Disclosure & News Service

Bristol, United Kingdom -

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

 

ALISON JANE COOPER

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

EXECUTIVE DIRECTOR – CHIEF EXECUTIVE OFFICER

 

b)

 

Initial notification /Amendment

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

ORDINARY SHARES

 

GB0004544929

 

 

b)

 

Nature of the transaction

 

 

PARTIAL VESTING OF SHARE MATCHING SCHEME

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

 

Not Applicable

 

VESTED  8,291 (including dividend roll-up)

 LAPSED 32,600

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

 

- Price

 

 

 

 

VESTED  8,291

 LAPSED 32,600

 

NOT APPLICABLE

 

e)

 

Date of the transaction

 

 

15 FEBRUARY 2017

f)

 

Place of the transaction

 

 

OUTSIDE A TRADING VENUE

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

ALISON JANE COOPER

 

2

 

Reason for the notification

 

a)

 

Position/status

 

EXECUTIVE DIRECTOR – CHIEF EXECUTIVE OFFICER

 

b)

 

Initial notification /Amendment

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

ORDINARY SHARES

 

GB0004544929

 

 

b)

 

Nature of the transaction

 

 

SALE OF SHARES TO COVER TAX ON VESTING OF SHARE MATCHING SCHEME

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

 

GBP 36.98

 

3,911

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

 

3,911

 

GBP 144,628.78

 

e)

 

Date of the transaction

 

15 FEBRUARY 2017

f)

 

Place of the transaction

 

XLON LONDON STOCK EXCHANGE

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

ALISON JANE COOPER

 

2

 

Reason for the notification

a)

 

Position/status

 

 

EXECUTIVE DIRECTOR – CHIEF EXECUTIVE OFFICER

 

b)

 

Initial notification /Amendment

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

ORDINARY SHARES

 

GB0004544929

 

 

b)

 

Nature of the transaction

 

 

CONDITIONAL AWARD GRANTED UNDER LONG TERM INCENTIVE PLAN

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

 

NOT APPLICABLE

 

98,897

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

 

98,897

 

NOT APPLICABLE

 

e)

 

Date of the transaction

 

15 FEBRUARY 2017

f)

 

Place of the transaction

 

OUTSIDE A TRADING VENUE

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

OLIVER REGINALD TANT

2

 

Reason for the notification

 

a)

 

Position/status

 

EXECUTIVE DIRECTOR – CHIEF FINANCIAL OFFICER

b)

 

Initial notification /Amendment

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

ORDINARY SHARES

 

GB0004544929

 

 

 

b)

 

Nature of the transaction

 

 

CONDITIONAL AWARD GRANTED UNDER LONG TERM INCENTIVE PLAN

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

 

NOT APPLICABLE

 

47,049

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

47,049

 

NOT APPLICABLE

 

e)

 

Date of the transaction

 

15 FEBRUARY 2017

f)

 

Place of the transaction

 

OUTSIDE A TRADING VENUE

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

MATTHEW ROBERT PHILLIPS

2

 

Reason for the notification

 

a)

 

Position/status

 

 

EXECUTIVE DIRECTOR – CHIEF DEVELOPMENT OFFICER

b)

 

Initial notification /Amendment

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

ORDINARY SHARES

 

GB0004544929

 

 

b)

 

Nature of the transaction

 

PARTIAL VESTING OF SHARE MATCHING SCHEME

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

 

Not Applicable

 

VESTED  3,332 (including dividend roll-up)

 LAPSED 13,102

 

 

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

VESTED  3,332

 LAPSED 13,102

 

NOT APPLICABLE

 

e)

 

Date of the transaction

 

15 FEBRUARY 2017

f)

 

Place of the transaction

 

OUTSIDE A TRADING VENUE

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

MATTHEW ROBERT PHILLIPS

2

 

Reason for the notification

 

a)

 

Position/status

 

EXECUTIVE DIRECTOR – CHIEF DEVELOPMENT OFFICER

b)

 

Initial notification /Amendment

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

ORDINARY SHARES

 

GB0004544929

 

b)

 

Nature of the transaction

 

 

SALE OF SHARES TO COVER TAX ON VESTING OF SHARE MATCHING SCHEME

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

 

GBP 36.98

 

1,573

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

1,573

 

GBP 58,169.54

e)

 

Date of the transaction

 

15 FEBRUARY 2017

f)

 

Place of the transaction

 

XLON LONDON STOCK EXCHANGE

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

 

MATTHEW ROBERT PHILLIPS

2

 

Reason for the notification

a)

 

Position/status

 

EXECUTIVE DIRECTOR – CHIEF DEVELOPMENT OFFICER

b)

 

Initial notification /Amendment

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

ORDINARY SHARES

 

 

GB0004544929

 

 

 

b)

 

Nature of the transaction

 

 

CONDITIONAL AWARD GRANTED UNDER LONG TERM INCENTIVE PLAN

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

 

NOT APPLICABLE

 

37,437

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

37,437

 

NOT APPLICABLE

e)

 

Date of the transaction

 

15 FEBRUARY 2017

f)

 

Place of the transaction

 

OUTSIDE A TRADING VENUE

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

 

PETER ALFONS GENTIEL CORIJN

2

 

Reason for the notification

a)

 

Position/status

 

PDMR – GROUP MARKETING DIRECTOR

b)

 

Initial notification /Amendment

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

ORDINARY SHARES

 

GB0004544929

 

 

b)

 

Nature of the transaction

 

 

PARTIAL VESTING OF SHARE MATCHING SCHEME

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

 

Not Applicable

 

VESTED  356 (including dividend roll-up)

 LAPSED 1,403

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

 

- Price

 

 

 

 

VESTED  356

 LAPSED 1,403

 

NOT APPLICABLE

 

e)

 

Date of the transaction

 

15 FEBRUARY 2017

f)

 

Place of the transaction

 

OUTSIDE A TRADING VENUE

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

PETER ALFONS GENTIEL CORIJN

2

 

Reason for the notification

a)

 

Position/status

 

PDMR – GROUP MARKETING DIRECTOR

 

b)

 

Initial notification /Amendment

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

ORDINARY SHARES

 

GB0004544929

 

 

b)

 

Nature of the transaction

 

 

SALE OF SHARES TO COVER TAX ON VESTING OF SHARE MATCHING SCHEME

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

 

GBP 36.98

 

168

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

168

 

GBP 6,212.64

e)

 

Date of the transaction

 

15 FEBRUARY 2017

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

 

FERNANDO DOMINGUEZ VALDES-HEVIA

2

 

Reason for the notification

 

a)

 

Position/status

 

PDMR – PREMIUM CIGAR DIRECTOR

b)

 

Initial notification /Amendment

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

ORDINARY SHARES

 

GB0004544929

 

 

b)

 

Nature of the transaction

 

PARTIAL VESTING OF SHARE MATCHING SCHEME

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

 

Not Applicable

 

VESTED  2,096 (including dividend roll-up)

 LAPSED 8,240

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

 

- Price

 

 

 

VESTED  2,096

 LAPSED 8,240

 

NOT APPLICABLE

 

e)

 

Date of the transaction

 

15 FEBRUARY 2017

f)

 

Place of the transaction

 

OUTSIDE A TRADING VENUE

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

 

FERNANDO DOMINGUEZ VALDES-HEVIA

2

 

Reason for the notification

a)

 

Position/status

 

PDMR – PREMIUM CIGAR DIRECTOR

b)

 

Initial notification /Amendment

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

ORDINARY SHARES

 

GB0004544929

 

 

b)

 

Nature of the transaction

 

 

SALE OF SHARES TO COVER TAX ON VESTING OF SHARE MATCHING SCHEME

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

 

GBP 36.98

 

948

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

948

 

GBP 35,057.04

e)

 

Date of the transaction

 

15 FEBRUARY 2017

f)

 

Place of the transaction

 

XLON LONDON STOCK EXCHANGE

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

 

FERNANDO DOMINGUEZ VALDES-HEVIA

2

 

Reason for the notification

a)

 

Position/status

 

PDMR – PREMIUM CIGAR DIRECTOR

b)

 

Initial notification /Amendment

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

ORDINARY SHARES

 

GB0004544929

 

 

b)

 

Nature of the transaction

 

CONDITIONAL AWARD GRANTED UNDER LONG TERM INCENTIVE PLAN

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

 

NOT APPLICABLE

 

14,795

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

14,795

 

NOT APPLICABLE

 

e)

 

Date of the transaction

 

15 FEBRUARY 2017

f)

 

Place of the transaction

 

OUTSIDE A TRADING VENUE

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

 

ANDREW NEWALL

2

 

Reason for the notification

a)

 

Position/status

 

PDMR – GROUP HUMAN RESOURCES DIRECTOR

b)

 

Initial notification /Amendment

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

ORDINARY SHARES

 

GB0004544929

 

 

b)

 

Nature of the transaction

 

PARTIAL VESTING OF SHARE MATCHING SCHEME

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

 

Not Applicable

 

VESTED  222 (including dividend roll-up)

 LAPSED 877

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

 

- Price

 

 

 

VESTED  222

 LAPSED 877

 

NOT APPLICABLE

e)

 

Date of the transaction

 

15 FEBRUARY 2017

f)

 

Place of the transaction

 

OUTSIDE A TRADING VENUE

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

 

ANDREW NEWALL

2

 

Reason for the notification

a)

 

Position/status

 

PDMR – GROUP HUMAN RESOURCES DIRECTOR

b)

 

Initial notification /Amendment

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

ORDINARY SHARES

 

GB0004544929

 

 

b)

 

Nature of the transaction

 

 

SALE OF SHARES TO COVER TAX ON VESTING OF SHARE MATCHING SCHEME

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

 

GBP 36.98

 

106

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

 

106

 

GBP 3,919.88

 

e)

 

Date of the transaction

 

15 FEBRUARY 2017

f)

 

Place of the transaction

 

XLON LONDON STOCK EXCHANGE

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

 

WALTER NORBERT PRINZ

2

 

Reason for the notification

a)

 

Position/status

 

 

PDMR – GROUP MANUFACTURING, SUPPLY AND RESEARCH & DEVELOPMENT DIRECTOR

b)

 

Initial notification /Amendment

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

ORDINARY SHARES

 

GB0004544929

 

 

b)

 

Nature of the transaction

 

PARTIAL VESTING OF SHARE MATCHING SCHEME

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

 

Not Applicable

 

VESTED  2,328 (including dividend roll-up)

 LAPSED 9,157

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

 

- Price

 

 

 

 

VESTED  2,328

 LAPSED 9,157

 

NOT APPLICABLE

 

e)

 

Date of the transaction

 

15 FEBRUARY 2017

f)

 

Place of the transaction

 

OUTSIDE A TRADING VENUE

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

WALTER NORBERT PRINZ

2

 

Reason for the notification

 

a)

 

Position/status

 

PDMR – GROUP MANUFACTURING, SUPPLY AND RESEARCH & DEVELOPMENT DIRECTOR

b)

 

Initial notification /Amendment

 

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

ORDINARY SHARES

 

GB0004544929

 

 

b)

 

Nature of the transaction

 

SALE OF SHARES TO COVER TAX ON VESTING OF SHARE MATCHING SCHEME

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

 

GBP 36.98

 

1,036

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

1,036

 

GBP 38,311.28

 

e)

 

Date of the transaction

 

15 FEBRUARY 2017

f)

 

Place of the transaction

 

XLON LONDON STOCK EXCHANGE

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

 

WALTER NORBERT PRINZ

 

2

 

Reason for the notification

a)

 

Position/status

 

PDMR – GROUP MANUFACTURING, SUPPLY AND RESEARCH & DEVELOPMENT DIRECTOR

b)

 

Initial notification /Amendment

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

ORDINARY SHARES

 

GB0004544929

 

 

b)

 

Nature of the transaction

 

CONDITIONAL AWARD GRANTED UNDER LONG TERM INCENTIVE PLAN

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

 

NOT APPLICABLE

 

17,947

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

17,947

 

NOT APPLICABLE

 

e)

 

Date of the transaction

 

15 FEBRUARY 2017

f)

 

Place of the transaction

 

OUTSIDE A TRADING VENUE

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

 

DOMINIC JAMES BRISBY

2

 

Reason for the notification

a)

 

Position/status

 

PDMR – DIVISION DIRECTOR

b)

 

Initial notification /Amendment

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

ORDINARY SHARES

 

GB0004544929

 

 

b)

 

Nature of the transaction

 

 

PARTIAL VESTING OF SHARE MATCHING SCHEME

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

 

Not Applicable

 

VESTED  8,111

(including dividend roll-up)

 

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

VESTED  8,111

 

NOT APPLICABLE

 

e)

 

Date of the transaction

 

15 FEBRUARY 2017

f)

 

Place of the transaction

 

OUTSIDE A TRADING VENUE

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

 

DOMINIC JAMES BRISBY

2

 

Reason for the notification

a)

 

Position/status

 

PDMR – DIVISION DIRECTOR

 

b)

 

Initial notification /Amendment

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

ORDINARY SHARES

 

GB0004544929

 

 

b)

 

Nature of the transaction

 

SALE OF SHARES TO COVER TAX ON VESTING OF SHARE MATCHING SCHEME

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

 

GBP 36.98

 

3,827

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

3,827

 

GBP 141,522.46

 

e)

 

Date of the transaction

 

15 FEBRUARY 2017

f)

 

Place of the transaction

 

XLON LONDON STOCK EXCHANGE

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

 

DOMINIC JAMES BRISBY

2

 

Reason for the notification

a)

 

Position/status

 

PDMR – DIVISION DIRECTOR

b)

 

Initial notification /Amendment

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

ORDINARY SHARES

 

GB0004544929

 

 

b)

 

Nature of the transaction

 

 

CONDITIONAL AWARD GRANTED UNDER LONG TERM INCENTIVE PLAN

c)

 

Price(s) and volume(s)

 

 

Price(s)

 

Volume(s)

 

NOT APPLICABLE

 

16,061

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

16,061

 

NOT APPLICABLE

 

e)

 

Date of the transaction

 

15 FEBRUARY 2017

f)

 

Place of the transaction

 

OUTSIDE A TRADING VENUE

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

 

AMAL PRAMANIK

2

 

Reason for the notification

 

a)

 

Position/status

 

PDMR – DIVISIONAL DIRECTOR, GROWTH

b)

 

Initial notification /Amendment

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

ORDINARY SHARES

 

GB0004544929

 

 

b)

 

Nature of the transaction

 

PARTIAL VESTING OF SHARE MATCHING SCHEME

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

 

Not Applicable

 

VESTED  9,498

(including dividend roll-up)

 

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

 

VESTED  9,498

 

NOT APPLICABLE

 

e)

 

Date of the transaction

 

15 FEBRUARY 2017

f)

 

Place of the transaction

 

OUTSIDE A TRADING VENUE

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

AMAL PRAMANIK

2

 

Reason for the notification

a)

 

Position/status

 

PDMR – DIVISIONAL DIRECTOR, GROWTH

b)

 

Initial notification /Amendment

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

ORDINARY SHARES

 

GB0004544929

 

 

b)

 

Nature of the transaction

 

 

SALE OF SHARES FOLLOWING VESTING OF SHARE MATCHING SCHEME

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

 

GBP 36.98

 

9,498

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

 

- Price

 

 

 

9,498

 

 

GBP 351,236.04

 

e)

 

Date of the transaction

 

15 FEBRUARY 2017

f)

 

Place of the transaction

XLON LONDON STOCK EXCHANGE

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

 

AMAL PRAMANIK

2

 

Reason for the notification

a)

 

Position/status

 

PDMR – DIVISIONAL DIRECTOR, GROWTH

b)

 

Initial notification /Amendment

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

ORDINARY SHARES

 

GB0004544929

 

 

b)

 

Nature of the transaction

 

 

CONDITIONAL AWARD GRANTED UNDER LONG TERM INCENTIVE PLAN

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

 

NOT APPLICABLE

 

16,061

 

 

d)

 

Aggregated information

 

 

- Aggregated volume

 

- Price

 

 

 

 

16,061

 

NOT APPLICABLE

 

e)

 

Date of the transaction

 

15 FEBRUARY 2017

f)

 

Place of the transaction

 

OUTSIDE A TRADING VENUE

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

AMAL PRAMANIK

2

 

Reason for the notification

a)

 

Position/status

 

PDMR – DIVISIONAL DIRECTOR, GROWTH

b)

 

Initial notification /Amendment

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

ORDINARY SHARES

 

GB0004544929

 

 

b)

 

Nature of the transaction

 

 

EXERCISE OF VESTED LTIP AND SALE OF RESULTANT SHARES

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

GBP 37.09

4,352

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

 

4,352

 

GBP 161,415.68

 

 

e)

 

Date of the transaction

 

15 FEBRUARY 2017

f)

 

Place of the transaction

 

LONDON STOCK EXCHANGE  XLON

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

 

TITUS NICOLAAS YKE WOUDA KUIPERS

2

 

Reason for the notification

a)

 

Position/status

 

PDMR – OPERATIONS DIRECTOR

b)

 

Initial notification /Amendment

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

ORDINARY SHARES

 

GB0004544929

 

b)

 

Nature of the transaction

 

PARTIAL VESTING OF SHARE MATCHING SCHEME

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

 

Not Applicable

 

VESTED  9,987

(including dividend roll-up)

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

VESTED  9,987

 

NOT APPLICABLE

 

e)

 

Date of the transaction

 

15 FEBRUARY 2017

f)

 

Place of the transaction

 

OUTSIDE A TRADING VENUE

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

TITUS NICOLAAS YKE WOUDA KUIPERS

2

 

Reason for the notification

a)

 

Position/status

 

 

PDMR – OPERATIONS DIRECTOR

b)

 

Initial notification /Amendment

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

ORDINARY SHARES

 

GB0004544929

 

 

b)

 

Nature of the transaction

 

SALE OF SHARES FOLLOWING VESTING OF SHARE MATCHING SCHEME

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

 

GBP 36.98

 

9,987

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

9,987

 

GBP 369,319.26

 

e)

 

Date of the transaction

 

15 FEBRUARY 2017

f)

 

Place of the transaction

 

XLON LONDON STOCK EXCHANGE

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

TITUS NICOLAAS YKE WOUDA KUIPERS

2

 

Reason for the notification

a)

 

Position/status

 

PDMR – OPERATIONS DIRECTOR

b)

 

Initial notification /Amendment

 

INITIAL NOTIFICATION

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

IMPERIAL BRANDS PLC

b)

 

LEI

 

549300DFVPOB67JL3A42

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code