Loading...
OTC Markets
Totals
Securities
12,308
Dollar Vol
$2.0B
Share Vol
1.7B
Trades
225,661

OTC Markets Group uses cookies and similar technologies to help us understand how you use our websites, as further disclosed in our Privacy Policy. Our Terms of Service contain important information including restrictions on your use of our websites. By clicking “Accept”, or by continuing to use our websites, you consent to the use of cookies and agree to the terms of the OTC Markets Group Privacy Policy and Terms of Service.

Agreements & Forms

Overview

Subscribing broker-dealers view and publish quotes and negotiate trades in OTCQX®, OTCQB® and Pink® securities on our SEC-registered Alternative Trading System, OTC Link® ATS, an interdealer quotation and trade messaging system. Broker-dealers access OTC Link® ATS through our OTC Dealer®, user interface or by using OTC FIX protocol.

Broker-Dealer Subscriber Disclosure

OTC Link makes available 144A Qualified Institutional Buyer (QIB) Certification Forms executed by broker-dealer subscribers that are either acting as a QIB or acting as agent on behalf of a QIB pursuant to 144A. §230.144A Private Resales of Securities to Institutions

Certification Form

144A QIB Certification Form

Executed QIB Certifications

Clear Street LLC CRD # 288933 Executed QIB Form

OTC Dealer User Guide

Download the OTC Dealer user manual

Specifications:

OTC FIX utilizes the FIX 4.1 protocol standard as defined by the Financial Information eXchange Protocol Committee (www.fixprotocol.org). The protocol is extended to allow for functionality specific to OTC Markets Group and the OTC market such as Negotiation and MAX trade messages.

In addition to the OTC FIX Protocol, OTC Markets Group offers market participants and vendors the ability to connect to our Real-Time+ Data Feed, which allows them to receive all quotes submitted to OTC Link® ATS (i.e. a Level 2 market data feed) as well as all OTC Link® ATS trade data.

The following technical documentation provides detailed specifications of OTC FIX and the Real-Time Data Feed. If you have any additional questions, please contact OTC Market Group's trading services department at tradingservices@otcmarkets.com or +1 800.547.8682.

OTC Link ATS and OTC Link ECN are SEC regulated ATSs, operated by OTC Link LLC, member FINRA/SIPC.