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Fixed Income 15c2-11 Data
OVERVIEW
Simplify 15c2-11 Compliance for TRACE Eligible US Corporate Debt Securities
OTC Markets’ new Fixed Income 15c2-11 data product applies our expertise with SEC Rule 15c2-11 in the equity market to TRACE Eligible Corporate Securities. Our product provides both summary and detailed data regarding 15c2-11 compliance for more than 170K corporate debt securities.
This premium data offering is updated twice daily and includes the following key data points:
15c2-11 Status for the TRACE corporate fixed income universe (~170K securities)
Explanation of Compliance Status by utilizing a ‘Reason Code’ concept
Leverages Public Determinations made by OTC Markets for issuers of OTC equities
Clear definition of logic employed (e.g. Guarantor Logic) allowing end user firms to create custom processes
Access to Fixed Income 2-11 information via our Canari compliance web application
Data sets are based on the exemptions identified in the SEC No Action Letter published on November 22, 2024.
Data is also available via our web-based compliance application Canari. Subscribers to the data file product receive 2 Canari logins.
SPECIFICATIONS
Functional & Technical Details
Created twice daily on every trading day
Available on OTC Markets S/FTP server at 7:00AM and 7:00PM ET
Pipe delimited text file
PRICING
Fixed Income 15c2-11 Data File
$5,000 per month, includes 2 Canari users
Access Through Canari
Fixed Income 15c2-11 Data: $1,000 per month, for 2 users
SALES & SUPPORT
