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Compliance Data Products
Identify opportunity and quantify risk with our Compliance Data Products. Our unique, OTC tailored products help compliance teams streamline, automate and improve their OTC processes.
Compliance Analytics Data — Creates a security specific risk score for all OTCQX®, OTCQB®, OTCIDTM, Pink LimitedTM and Grey securities. Risk is assessed over 23 parameters including caveat emptor, shell status, penny stock status, price/volume changes and stock promotion data. Includes all the data within the Compliance Data File + 20 additional data points.
Canari — Essential compliance analytics across the OTC and Small Cap Listed Markets in an easy to use web-based interface
Small Cap Compliance — Small cap focused compliance data for the ~2,500 sub 500 million market cap listed issuers.
Compliance Data File — Provides key compliance data points including caveat emptor, shell status, Penny Stock status, split information and shares outstanding.
Promotion Data File — Active and historical promotion data for OTCQX, OTCQB, OTCID, Pink Limited and Grey securities.
Q-Score Data File — Market participant message response times and fill rates/behavior at the security level.
OTC Quote History — Tick by Tick quote information for audit/best execution analysis.
13F-2 Short Reporting Data — Key reference data on listed and OTC equities required for 13F-2 reporting.
Find answers to the most frequently asked questions for our Compliance Data Products.
