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Identify opportunity and quantify risk with our Compliance Data Products. Our unique, OTC tailored products help compliance teams streamline, automate and improve their OTC processes.
Compliance Analytics Data — Creates a security specific risk score for all OTCQX®, OTCQB®, OTCIDTM, Pink LimitedTM and Grey securities. Risk is assessed over 23 parameters including caveat emptor, shell status, penny stock status, price/volume changes and stock promotion data. Includes all the data within the Compliance Data File + 20 additional data points.
Canari — Essential compliance analytics across the OTC and Small Cap Listed Markets in an easy to use web-based interface
Small Cap Compliance — Small cap focused compliance data for the ~2,500 sub 500 million market cap listed issuers.
Compliance Data File — Provides key compliance data points including caveat emptor, shell status, Penny Stock status, split information and shares outstanding.
Promotion Data File — Active and historical promotion data for OTCQX, OTCQB, OTCID, Pink Limited and Grey securities.
Q-Score Data File — Market participant message response times and fill rates/behavior at the security level.
OTC Quote History — Tick by Tick quote information for audit/best execution analysis.
13F-2 Short Reporting Data — Key reference data on listed and OTC equities required for 13F-2 reporting.
Find answers to the most frequently asked questions for our Compliance Data Products.