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OTC Markets
Totals
Securities
12,306
Dollar Vol
$1.9B
Share Vol
3.9B
Trades
350,584

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Reg SHO Data

A security will be placed on the threshold list if it has a significant fail to deliver position for at least 5 business days. The threshold qualifications are different for SEC reporting issuers and non-SEC reporting issuers (see definitions). Reporting companies are governed by Reg SHO and non-reporting companies are governed by Rule 4320.

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Threshold Security List1
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Jul 10, 2025
Jul 9, 2025
Jul 8, 2025
Jul 7, 2025
Jul 3, 2025
Jul 2, 2025
Jul 1, 2025
Jun 30, 2025
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Jul 10, 2025
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Jun 30, 2025
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Jun 24, 2025
1A New Threshold Security List is published on each settlement day