FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
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1. Name and Address of Reporting Person * TPG Advisors VI, Inc. | 2. Issuer Name and Ticker or Trading Symbol WASHINGTON MUTUAL, INC [ WM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person | |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, no par value | 6/30/2008 | C(1) | 320,000 | A | (1) | 1,142,857 (4)(5) | I (1)(4) | See Explanation of Responses (1)(2)(3)(4)(5)(6) | ||
Common Stock, no par value | 6/30/2008 | C(1) | 227,428,571 | A | (1) | 228,571,428 (4)(5) | I (1)(4) | See Explanation of Responses (1)(2)(3)(4)(5)(6) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series T Preferred Stock (1) | $8.75 (1) | 6/30/2008 | C (1) | 28 | (1) | (1) | Common Stock | 320,000 | (1) | 19,900 | I | See Explanation of Responses (1)(2)(3) | |||
Series T Preferred Stock (1) | $8.75 (1) | 6/30/2008 | C (1) | 19,900 | (1) | (1) | Common Stock | 227,428,571 | (1) | 0 | I | See Explanation of Responses (1)(2)(3) |
Remarks: (7) The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. (8) Clive D. Bode is signing on behalf of Mr. Coulter pursuant to an authorization and designation letter dated August 31, 2006, which was previously filed with the SEC. |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
TPG Advisors VI, Inc. C/O TPG CAPITAL L.P. 301 COMMERCE STREET SUITE 3300 FORT WORTH, TX 76102 | X | ||||
TPG Olympic Advisors, Inc. 301 COMMERCE STREET SUITE 3300 FORT WORTH, TX 76102 | X | ||||
COULTER JAMES G 301 COMMERCE STREET SUITE 3300 FORT WORTH, TX 76102 | X |
Signatures | ||
/s/ Clive D. Bode, Vice President and Secretary, TPG Advisors VI, Inc. (7) | 7/2/2008 | |
**Signature of Reporting Person | Date | |
/s/ Clive D. Bode, Vice President and Secretary, TPG Olympic Advisors, Inc. (7) | 7/2/2008 | |
**Signature of Reporting Person | Date | |
/s/ Clive D. Bode, on behalf of James G. Coulter (7) (8) | 7/2/2008 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |