FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
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1. Name and Address of Reporting Person * Karp David | 2. Issuer Name and Ticker or Trading Symbol COUNTERPATH CORP [ CPAH ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Financial Officer |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person | |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Shares | 31,764.5529 | D | ||||||||
Common Shares | 1/6/2020 | A | 149.723 (2) | A | $1.3358 (3) | 31,914.2759 | D | |||
Common Shares | 1/6/2020 | A | 80.8865 (2) | A | $1.2363 (3) | 31,995.1624 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $13.1 | 6/12/2014 (1) | 12/12/2018 | Common shares | 20,000 | 20,000 | D | ||||||||
Stock Options | $2.4 | 7/14/2016 (1) | 7/14/2021 | Common | 20,000 | 40,000 | D | ||||||||
Stock Options | $2.89 | 12/14/2017 (1) | 12/14/2022 | Common | 50,000 | 90,000 | D | ||||||||
Deferred Share Units | (4) | 12/14/2009 | (4) | Common | 8,065.5 (4) | 8,064.5 | D | ||||||||
Deferred Share Units | (4) | 6/18/2010 | (4) | Common | 5,000 (4) | 13,064.5 | D | ||||||||
Deferred Share Units | (4) | 3/10/2011 | (4) | Common | 2,202.6 (4) | 15,267.1 | D | ||||||||
Deferred Share Units | (4) | 7/25/2011 | (4) | Common | 5,405.4 (4) | 20,672.5 | D | ||||||||
Deferred Share Units | (4) | 7/19/2012 | (4) | Common | 1,710.8 (4) | 22,383.3 | D | ||||||||
Deferred Share Units | (4) | 7/25/2013 (5) | (4) | Common | 2,513.9 (4) | 24,897.2 | D | ||||||||
Deferred Share Units | (4) | 7/11/2014 (5) | (4) | Common | 6,048.4 (4) | 30,945.6 | D | ||||||||
Deferred Share Units | (4) | 7/17/2015 (5) | (4) | Common | 7,970.4 (4) | 38,916 | D | ||||||||
Deferred Share Units | (4) | 7/14/2016 | (4) | Common | 8,076 | 46,992 | D | ||||||||
Deferred Share Units | (4) | 7/14/2017 | (4) | Common | 13,376 | 60,368 | D | ||||||||
Deferred Share Units | (4) | 7/26/2018 | (4) | Common | 22,830 | 83,198 | D | ||||||||
Deferred Share Units | (4) | 12/14/2018 | (4) | Common | 40,000 | 123,198 | D | ||||||||
Deferred Share Units | (4) | 11/4/2019 | (4) | Common | 50,000 | 173,198 | D |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Karp David 3780 BAYRIDGE AVENUE VANCOUVER, A1 V7V 3J2 | Chief Financial Officer |
Signatures | ||
/s/ David Karp | 1/9/2020 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
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