FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
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| 1. Name and Address of Reporting Person * KIRK RANDAL J | 2. Issuer Name and Ticker or Trading Symbol PRECIGEN, INC. [ PGEN ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
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3. Date of Earliest Transaction
(MM/DD/YYYY)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person | |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 12/22/2025 | S | 555,119 | D | $4.18 (1) | 81,609,648 | I | by R.J. Kirk DOT (2) | ||
| Common Stock | 12/22/2025 | S | 12,909 | D | $4.18 (1) | 477,492 | I | by JPK 2008 (2) | ||
| Common Stock | 12/22/2025 | S | 94,341 | D | $4.18 (1) | 3,609,057 | I | by JPK 2009 (2) | ||
| Common Stock | 12/22/2025 | S | 38,729 | D | $4.18 (1) | 1,615,634 | I | by JPK 2012 (2) | ||
| Common Stock | 12/22/2025 | S | 12,909 | D | $4.18 (1) | 476,529 | I | by MGK 2008 (2) | ||
| Common Stock | 12/22/2025 | S | 159,321 | D | $4.18 (1) | 3,785,116 | I | by MGK 2009 (2) | ||
| Common Stock | 12/22/2025 | S | 42,702 | D | $4.18 (1) | 1,594,338 | I | by MGK 2011 (2) | ||
| Common Stock | 12/22/2025 | S | 11,917 | D | $4.18 (1) | 566,162 | I | by ZSK 2008 (2) | ||
| Common Stock | 12/22/2025 | S | 9,931 | D | $4.18 (1) | 341,189 | I | by ZSK 2009 (2) | ||
| Common Stock | 12/22/2025 | S | 5,958 | D | $4.18 (1) | 447,773 | I | by Kellie L. Banks LTT (2) | ||
| Common Stock | 12/22/2025 | S | 956,200 | D | $4.18 (1) | 4,598,044 | I | by Kapital Joe (2) | ||
| Common Stock | 1,403 | I | by Lotus (2) | |||||||
| Common Stock | 6,085,471 | I | by Third Security (2) | |||||||
| Common Stock | 1,096,686 | I | by Parkview 2020 (2) | |||||||
| Common Stock | 14,597,161 | I | by Sunset 2020 (2) | |||||||
| Common Stock | 1,144,481 | I | by Spouse | |||||||
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
| 1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owners | |||||
| Reporting Owner Name / Address | |||||
| Director | 10% Owner | Officer | Other | ||
| KIRK RANDAL J C/O THIRD SECURITY, LLC 1881 GROVE AVENUE RADFORD, VA 24141 | X | X | |||
| Signatures | ||
| /s/ Randal J. Kirk | 12/22/2025 | |
| **Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |