UNITED STATES SECURITIES | OMB APPROVAL OMB Number: 3235-0076 Estimated Average burden hours per response: 4.0 | |
Notice of Exempt Offering of Securities | ||
| Year of Incorporation/Organization | |||
| o | Over Five Years Ago | ||
| x | Within Last Five Years (Specify Year) | 2018 | |
| o | Yet to Be Formed | ||
| 2. Principal Place of Business and Contact Information | ||||
| Name of Issuer | ||||
| Sealy Industrial Partners, LP | ||||
| Street Address 1 | Street Address 2 | ||
| 333 TEXAS STREET, SUITE 1050 |
| City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
| SHREVEPORT | LOUISIANA | 71101 | 3182228700 |
| 3. Related Persons |
| Last Name | First Name | Middle Name |
| Sealy Sr. | Scott | P. |
| Street Address 1 | Street Address 2 |
| 333 Texas Street, Suite 1050 |
| City | State/Province/Country | ZIP/Postal Code |
| Shreveport | LOUISIANA | 71101 |
| Relationship: | x | Executive Officer | o | Director | o | Promoter |
| Clarification of Response (if Necessary) | |
| Chairman and Chief Executive Officer of sole Member of Manager of General Partner | |
| Last Name | First Name | Middle Name |
| Sealy | Mark | P. |
| Street Address 1 | Street Address 2 |
| 333 Texas Street, Suite 1050 |
| City | State/Province/Country | ZIP/Postal Code |
| Shreveport | LOUISIANA | 71101 |
| Relationship: | x | Executive Officer | o | Director | o | Promoter |
| Clarification of Response (if Necessary) | |
| President of sole Member of Manager of General Partner | |
| Last Name | First Name | Middle Name |
| Sealy Jr. | Scott | P. |
| Street Address 1 | Street Address 2 |
| 333 Texas Street, Suite 1050 |
| City | State/Province/Country | ZIP/Postal Code |
| Shreveport | LOUISIANA | 71101 |
| Relationship: | x | Executive Officer | o | Director | o | Promoter |
| Clarification of Response (if Necessary) | |
| Chief Investment Officer of sole Member of Manager of General Partner | |
| Last Name | First Name | Middle Name |
| Sealy | Michael | P. |
| Street Address 1 | Street Address 2 |
| 333 Texas Street, Suite 1050 |
| City | State/Province/Country | ZIP/Postal Code |
| Shreveport | LOUISIANA | 71101 |
| Relationship: | x | Executive Officer | o | Director | o | Promoter |
| Clarification of Response (if Necessary) | |
| Executive Vice President-Capital Markets of sole Member of Manager of General Partner | |
| 4. Industry Group |
| 5. Issuer Size |
| Revenue Range | Aggregate Net Asset Value Range | ||
| o | No Revenues | o | No Aggregate Net Asset Value |
| o | $1 - $1,000,000 | o | $1 - $5,000,000 |
| o | $1,000,001 - $5,000,000 | o | $5,000,001 - $25,000,000 |
| o | $5,000,001 - $25,000,000 | o | $25,000,001 - $50,000,000 |
| o | $25,000,001 - $100,000,000 | o | $50,000,001 - $100,000,000 |
| o | Over $100,000,000 | o | Over $100,000,000 |
| x | Decline to Disclose | o | Decline to Disclose |
| o | Not Applicable | o | Not Applicable |
| 6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) |
| 7. Type of Filing |
| o | New Notice | Date of First Sale | 2018-08-14 | o | First Sale Yet to Occur |
| x | Amendment |
| 8. Duration of Offering |
| Does the Issuer intend this offering to last more than one year? | x | Yes | o | No |
| 9. Type(s) of Securities Offered (select all that apply) |
| o | Pooled Investment Fund Interests | x | Equity |
| o | Tenant-in-Common Securities | o | Debt |
| o | Mineral Property Securities | o | Option, Warrant or Other Right to Acquire Another Security |
| o | Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | o | Other (describe) |
| 10. Business Combination Transaction |
| Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? | o | Yes | x | No |
| Clarification of Response (if Necessary) | ||||
| 11. Minimum Investment |
| Minimum investment accepted from any outside investor | $ 50000 USD |
| 12. Sales Compensation |
| City | State/Province/Country | ZIP/Postal Code |
| Plano | TEXAS | 75093 |
| State(s) of Solicitation | o | All States | o | Foreign/Non-US |
| ALABAMA ALASKA ARIZONA ARKANSAS CALIFORNIA COLORADO CONNECTICUT DELAWARE DISTRICT OF COLUMBIA FLORIDA GEORGIA HAWAII IDAHO ILLINOIS INDIANA IOWA KANSAS KENTUCKY LOUISIANA MAINE MARYLAND MASSACHUSETTS MICHIGAN MINNESOTA MISSISSIPPI MISSOURI MONTANA NEBRASKA NEVADA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEW YORK NORTH CAROLINA NORTH DAKOTA OHIO OKLAHOMA OREGON PENNSYLVANIA RHODE ISLAND SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS UTAH VERMONT VIRGINIA WASHINGTON WEST VIRGINIA WISCONSIN WYOMING | ||||
| Recipient | Recipient CRD Number | o | None | ||
| Sealy Investment Securities, LLC | 300691 | ||||
| (Associated) Broker or Dealer | x | None | (Associated) Broker or Dealer CRD Number | x | None |
| Street Address 1 | Street Address 2 | ||||
| 8401 N. CENTRAL EXPRESSWAY | SUITE 150 | ||||
| City | State/Province/Country | ZIP/Postal Code |
| DALLAS | TEXAS | 75225 |
| State(s) of Solicitation | o | All States | o | Foreign/Non-US |
| ALABAMA ALASKA ARKANSAS CALIFORNIA COLORADO CONNECTICUT DELAWARE GEORGIA HAWAII IDAHO INDIANA IOWA KANSAS KENTUCKY LOUISIANA MICHIGAN MISSISSIPPI MONTANA NEVADA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEW YORK NORTH CAROLINA NORTH DAKOTA OHIO OKLAHOMA OREGON PENNSYLVANIA RHODE ISLAND SOUTH CAROLINA SOUTH DAKOTA TEXAS UTAH | ||||
| 13. Offering and Sales Amounts |
| Total Offering Amount | $ 400000000 USD | o Indefinite |
| Total Amount Sold | $ 102455316 USD | |
| Total Remaining to be Sold | $ 297544684 USD | o Indefinite |
| Clarification of Response (if Necessary) |
| 14. Investors |
| o | Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, Number of such non-accredited investors who already have invested in the offering | |
| Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: | 766 |
| 15. Sales Commissions & Finders’ Fees Expenses |
| Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount. |
| Sales Commissions | $ 24000000 USD | x | Estimate |
| Finders' Fees | $ 0 USD | o | Estimate |
| Clarification of Response (if Necessary) |
| Estimate represents the maximum amount of sales commissions that would be paid in the offering. |
| 16. Use of Proceeds |
| Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount. |
| $ 0 USD | o | Estimate |
| Clarification of Response (if Necessary) |
| Signature and Submission |
| Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice. |
| Terms of Submission |
| In submitting this notice, each Issuer named above is: | ||
|
| Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person. | |
| For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature. | |
| Issuer | Signature | Name of Signer | Title | Date |
| Sealy Industrial Partners, LP | /s/ Mark P. Sealy | Mark P. Sealy | President of sole Member of Manager of General Partner | 2019-12-04 |