FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
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| 1. Name and Address of Reporting Person * SCHORSCH NICHOLAS S | 2. Issuer Name and Ticker or Trading Symbol American Strategic Investment Co. [ NYC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
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3. Date of Earliest Transaction
(MM/DD/YYYY)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person | |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Class A common stock | 520,666 | I | See footnote (1) | |||||||
| Class A common stock | 1/7/2026 | P | 968 | A | $8.45 (2) | 1,053,776 | I | See footnote (3) | ||
| Class A common stock | 1/8/2026 | P | 968 | A | $9.34 (4) | 1,054,744 | I | See footnote (3) | ||
| Class A common stock | 1/9/2026 | P | 968 | A | $9.24 (5) | 1,055,712 | I | See footnote (3) | ||
| Class A common stock | 1/12/2026 | P | 1,224 | A | $9.25 (6) | 1,056,936 | I | See footnote (3) | ||
| Class A common stock | 26,559 | D (7) | ||||||||
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
| 1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Remarks: Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer. // The Reporting Persons are filing this Form 4 because they may be deemed to be members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Persons expressly disclaim beneficial ownership of the securities beneficially owned by the other group members. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Reporting Owners | |||||
| Reporting Owner Name / Address | |||||
| Director | 10% Owner | Officer | Other | ||
| SCHORSCH NICHOLAS S C/O BELLEVUE CAPITAL PARTNERS, LLC 222 BELLEVUE AVENUE NEWPORT, RI 02840 | X | ||||
| Bellevue Capital Partners, LLC 222 BELLEVUE AVENUE NEWPORT, RI 02840 | X | ||||
| AR Global Investments, LLC C/O BELLEVUE CAPITAL PARTNERS, LLC 222 BELLEVUE AVENUE NEWPORT, RI 02840 | X | ||||
| American Realty Capital III, LLC C/O BELLEVUE CAPITAL PARTNERS, LLC 222 BELLEVUE AVENUE NEWPORT, RI 02840 | X | ||||
| New York City Special Ltd. Partnership, LLC C/O BELLEVUE CAPITAL PARTNERS, LLC 222 BELLEVUE AVENUE NEWPORT, RI 02840 | X | ||||
| New York City Advisors, LLC C/O BELLEVUE CAPITAL PARTNERS, LLC 222 BELLEVUE AVENUE NEWPORT, RI 02840 | X | ||||
| Signatures | ||
| /s/ See signatures attached as Exhibit 99.1 | 1/12/2026 | |
| **Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |
EXHIBIT 99.1
This Statement on Form 4 is filed jointly by the Reporting Persons listed below. The principal business address of each of these Reporting Persons can be found on the Form 4 filed herewith.
Name of Designated Filer: Nicholas S. Schorsch
Date of Event Requiring Statement: January 7, 2026
Issuer Name and Ticker or Trading Symbol: American Strategic Investment Co. [NYC]
| NICHOLAS S. SCHORSCH | |||
| By: | /s/ Matthew A. Lyons | ||
| Name: Matthew A. Lyons, as Attorney-in-Fact | |||
| BELLEVUE CAPITAL PARTNERS, LLC | |||
| By: | /s/ Matthew A. Lyons | ||
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Name: Matthew A. Lyons Title: Attorney-in-Fact |
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| AR GLOBAL INVESTMENTS, LLC | |||
| By: | /s/ Matthew A. Lyons | ||
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Name: Matthew A. Lyons Title: Attorney-in-Fact |
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| AMERICAN REALTY CAPITAL III, LLC | |||
| By: | AR GLOBAL INVESTMENTS, LLC, its sole member | ||
| By: | /s/ Matthew A. Lyons | ||
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Name: Matthew A. Lyons Title: Attorney-in-Fact |
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| NEW YORK CITY SPECIAL LIMITED PARTNERSHIP, LLC | |||
| By: | AMERICAN REALTY CAPITAL III, LLC, its sole member | ||
| By: | AR GLOBAL INVESTMENTS, LLC, its sole member | ||
| By: | /s/ Matthew A. Lyons | ||
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Name: Matthew A. Lyons Title: Attorney-in-Fact |
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| NEW YORK CITY ADVISORS, LLC | |||
| By: | NEW YORK CITY SPECIAL LIMITED PARTNERSHIP, LLC its sole member | ||
| By: | AMERICAN REALTY CAPITAL III, LLC, its sole member | ||
| By: | AR GLOBAL INVESTMENTS, LLC, its sole member | ||
| By: | /s/ Matthew A. Lyons | ||
| Name: Matthew A. Lyons | |||
| Title: Attorney-in-Fact | |||