FORM 4
☐
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
| | |
| 1. Name and Address of Reporting Person * Mulato James | 2. Issuer Name and Ticker or Trading Symbol ASTRONICS CORP [ ATRO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) __X__ Other (specify below) Pres Astronics Test Systems |
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person | |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
|
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| $.01 PV Com Stk | 9/5/2025 | S(1) | 1,000 | D | $38.21 | 42,286.822 | D | |||
| $.01 PV Com Stk | 9/9/2025 | G(2) | 11,055 | D | $0 | 31,231.822 | D | |||
| $.01 PV CL B STK | 9/5/2025 | S(1) | 129 | D | $37.73 | 1,066 | D | |||
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
| 1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Option | $27.72 | 12/3/2016 | 12/3/2025 | $.01 PV Com Stk | 4,300 | 4,300 | D | ||||||||
| Option | $27.72 | 12/3/2016 | 12/3/2025 | $.01 PV CL B STK | 1,387 | 1,387 | D | ||||||||
| Option | $31.76 | 12/14/2017 | 12/14/2026 | $.01 PV Com Stk | 6,560 | 6,560 | D | ||||||||
| Option | $31.76 | 12/14/2017 | 12/14/2026 | $.01 PV CL B STK | 984 | 984 | D | ||||||||
| Option | $35.61 | 12/12/2018 | 12/12/2027 | $.01 PV Com Stk | 7,950 | 7,950 | D | ||||||||
| Option | $35.61 | 12/12/2018 | 12/12/2027 | $.01 PV CL B STK | 1,193 | 1,193 | D | ||||||||
| Option | $31.57 | 12/13/2019 | 12/13/2028 | $.01 PV Com Stk | 11,570 | 11,570 | D | ||||||||
| Option | $30.04 | 12/9/2020 | 12/9/2029 | $.01 PV Com Stk | 18,150 | 18,150 | D | ||||||||
| Option | $14.45 | 1/22/2022 | 1/22/2031 | $.01 PV Com Stk | 27,000 | 27,000 | D | ||||||||
| Option | $11.13 | 12/9/2022 | 12/9/2031 | $.01 PV Com Stk | 32,700 | 32,700 | D | ||||||||
| Option | $9.74 | 12/16/2023 | 12/16/2032 | $.01 PV Com Stk | 35,600 | 35,600 | D | ||||||||
| Option | $15.15 | 12/7/2024 | 12/7/2033 | $.01 PV Com Stk | 8,300 | 8,300 | D | ||||||||
| Restricted Stock Unit | (3) | (4) | (4) | $.01 PV Com Stk | 18,550 | 18,550 | D | ||||||||
| Restricted Stock Unit | (3) | (5) | (5) | $.01 PV Com Stk | 11,500 | 11,500 | D | ||||||||
| Restricted Stock Unit | (3) | (6) | (6) | $.01 PV Com Stk | 17,700 | 17,700 | D | ||||||||
| Reporting Owners | |||||
| Reporting Owner Name / Address | |||||
| Director | 10% Owner | Officer | Other | ||
| Mulato James 130 COMMERCE WAY EAST AURORA, NY 14052 | Pres Astronics Test Systems | ||||
| Signatures | ||
| /s/Julie Davis, as Power of Attorney for James Mulato | 9/12/2025 | |
| **Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |