|
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 11)*
|
SMITH MIDLAND CORP (Name of Issuer) |
Common Stock (Title of Class of Securities) |
832156103 (CUSIP Number) |
Peggy M. Walz 9030 Stony Point Parkway, Suite 100 Richmond, VA, 23235 (804) 644-6382 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
06/02/2025 (Date of Event Which Requires Filing of This Statement) |
| CUSIP No. | 832156103 |
| 1 |
Name of reporting person
THOMPSON DAVIS & CO., INC. |
| 2 |
Check the appropriate box if a member of a Group (See Instructions)
☐ (a) ☐ (b) |
| 3 | SEC use only |
| 4 |
Source of funds (See Instructions)
OO |
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ |
| 6 |
Citizenship or place of organization
NEW YORK
|
| Number of Shares Beneficially Owned by Each Reporting Person With: | 7
Sole Voting Power:
0.00 8
Shared Voting Power:
0.00 9
Sole Dispositive Power:
1,815,675.00 10
Shared Dispositive Power:
0.00 |
| 11 |
Aggregate amount beneficially owned by each reporting person
1,815,675.00 |
| 12 |
Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
☐ |
| 13 |
Percent of class represented by amount in Row (11)
33.9 % |
| 14 |
Type of Reporting Person (See Instructions)
IA |
| Item 1. | Security and Issuer |
| (a) |
Title of Class of Securities:
Common Stock |
| (b) |
Name of Issuer:
SMITH MIDLAND CORP |
| (c) |
Address of Issuer's Principal Executive Offices:
ROUTE 28, P O BOX 300, MIDLAND,
VIRGINIA
, 22728. |
| Item 2. | Identity and Background |
| (a) | Thompson Davis & Co., Inc. |
| (b) | 9030 Stony Point Parkway, Suite 100, Richmond, VA 23235 |
| (d) | No |
| (e) | No |
| (f) | New York |
| Item 3. | Source and Amount of Funds or Other Consideration |
00-RIA on behalf of clients | |
| Item 5. | Interest in Securities of the Issuer |
| (b) | 1,815,675 |
| SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
|
THOMPSON DAVIS & CO., INC. |
| Signature: | Peggy M. Walz | |
| Name/Title: | Chief Compliance Officer | |
| Date: | 06/05/2025 |