UNITED STATES SECURITIES | OMB APPROVAL OMB Number: 3235-0076 Estimated Average burden hours per response: 4.0 | |
Notice of Exempt Offering of Securities | ||
| 1. Issuer's Identity | ||
| CIK (Filer ID Number) | Previous Name(s) x None | Entity Type |
0001544770 |
x
Corporation
o
Limited Partnership
o
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other | |
| Name of Issuer | ||
BONTERRA RESOURCES INC. | ||
| Jurisdiction of Incorporation/Organization | ||
| BRITISH COLUMBIA, CANADA | ||
| Year of Incorporation/Organization | |||
| x | Over Five Years Ago | ||
| o | Within Last Five Years (Specify Year) | ||
| o | Yet to Be Formed | ||
| 2. Principal Place of Business and Contact Information | ||||
| Name of Issuer | ||||
| BONTERRA RESOURCES INC. | ||||
| Street Address 1 | Street Address 2 | ||
| 2872 SULLIVAN ROAD, SUITE NO. 2 |
| City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
| VAL D'OR | QUEBEC, CANADA | J9P 0B9 | 819-825-8678 |
| 3. Related Persons |
| Last Name | First Name | Middle Name |
| Pelletier | Marc-Andre |
| Street Address 1 | Street Address 2 |
| 2872 Sullivan Road, Suite No. 2 |
| City | State/Province/Country | ZIP/Postal Code |
| Val-d'Or | QUEBEC, CANADA | J9P 0B9 |
| Relationship: | x | Executive Officer | x | Director | o | Promoter |
| Clarification of Response (if Necessary) | |
| President and Chief Executive Officer | |
| Last Name | First Name | Middle Name |
| Hebert-Tremblay | Pier-Elise |
| Street Address 1 | Street Address 2 |
| 2872 Sullivan Road, Suite No. 2 |
| City | State/Province/Country | ZIP/Postal Code |
| Val-d'Or | QUEBEC, CANADA | J9P 0B9 |
| Relationship: | x | Executive Officer | o | Director | o | Promoter |
| Clarification of Response (if Necessary) | |
| Chief Financial Officer | |
| Last Name | First Name | Middle Name |
| Gonzalez | Cesar |
| Street Address 1 | Street Address 2 |
| 2872 Sullivan Road, Suite No. 2 |
| City | State/Province/Country | ZIP/Postal Code |
| Val-d'Or | QUEBEC, CANADA | J9P 0B9 |
| Relationship: | x | Executive Officer | x | Director | o | Promoter |
| Clarification of Response (if Necessary) | |
| Executive Chairman | |
| Last Name | First Name | Middle Name |
| Champigny | Normand |
| Street Address 1 | Street Address 2 |
| 2872 Sullivan Road, Suite No. 2 |
| City | State/Province/Country | ZIP/Postal Code |
| Val-d'Or | QUEBEC, CANADA | J9P 0B9 |
| Relationship: | o | Executive Officer | x | Director | o | Promoter |
| Clarification of Response (if Necessary) | |
| Last Name | First Name | Middle Name |
| Jacobi | Paul |
| Street Address 1 | Street Address 2 |
| 2872 Sullivan Road, Suite No. 2 |
| City | State/Province/Country | ZIP/Postal Code |
| Val-d'Or | QUEBEC, CANADA | J9P 0B9 |
| Relationship: | o | Executive Officer | x | Director | o | Promoter |
| Clarification of Response (if Necessary) | |
| Last Name | First Name | Middle Name |
| Antoun | Lesley |
| Street Address 1 | Street Address 2 |
| 2872 Sullivan Road, Suite No. 2 |
| City | State/Province/Country | ZIP/Postal Code |
| Val-d'Or | QUEBEC, CANADA | J9P 0B9 |
| Relationship: | o | Executive Officer | x | Director | o | Promoter |
| Clarification of Response (if Necessary) | |
| Last Name | First Name | Middle Name |
| O'Malley | Peter |
| Street Address 1 | Street Address 2 |
| 2872 Sullivan Road, Suite No. 2 |
| City | State/Province/Country | ZIP/Postal Code |
| Val-d'Or | QUEBEC, CANADA | J9P 0B9 |
| Relationship: | o | Executive Officer | x | Director | o | Promoter |
| Clarification of Response (if Necessary) | |
| Last Name | First Name | Middle Name |
| Houk | Matt |
| Street Address 1 | Street Address 2 |
| 2872 Sullivan Road, Suite No. 2 |
| City | State/Province/Country | ZIP/Postal Code |
| Val-d'Or | QUEBEC, CANADA | J9P 0B9 |
| Relationship: | o | Executive Officer | x | Director | o | Promoter |
| Clarification of Response (if Necessary) | |
| 4. Industry Group |
| o | Agriculture | Health Care | o | Retailing | ||||
| Banking & Financial Services | o | Biotechnology | o | Restaurants | ||||
| o | Commercial Banking | o | Health Insurance | Technology | ||||
| o | Insurance | o | Hospitals & Physicians | o | Computers | |||
| o | Investing | o | Pharmaceuticals | o | Telecommunications | |||
| o | Investment Banking | o | Other Health Care | o | Other Technology | |||
| o | Pooled Investment Fund | Travel | ||||||
| o | Other Banking & Financial Services | o | Manufacturing | o | Airlines & Airports | |||
| Real Estate | o | Lodging & Conventions | ||||||
| o | Commercial | o | Tourism & Travel Services | |||||
| o | Construction | o | Other Travel | |||||
| o | REITS & Finance | x | Other | |||||
| o | Residential | |||||||
| o | Other Real Estate | |||||||
| o | Business Services | |||||||
| Energy | ||||||||
| o | Coal Mining | |||||||
| o | Electric Utilities | |||||||
| o | Energy Conservation | |||||||
| o | Environmental Services | |||||||
| o | Oil & Gas | |||||||
| o | Other Energy | |||||||
| 5. Issuer Size |
| Revenue Range | Aggregate Net Asset Value Range | ||
| o | No Revenues | o | No Aggregate Net Asset Value |
| o | $1 - $1,000,000 | o | $1 - $5,000,000 |
| o | $1,000,001 - $5,000,000 | o | $5,000,001 - $25,000,000 |
| o | $5,000,001 - $25,000,000 | o | $25,000,001 - $50,000,000 |
| o | $25,000,001 - $100,000,000 | o | $50,000,001 - $100,000,000 |
| o | Over $100,000,000 | o | Over $100,000,000 |
| x | Decline to Disclose | o | Decline to Disclose |
| o | Not Applicable | o | Not Applicable |
| 6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) |
| o | Rule 504(b)(1) (not (i), (ii) or (iii)) | o | Rule 505 | |||
| o | Rule 504 (b)(1)(i) | x | Rule 506(b) | |||
| o | Rule 504 (b)(1)(ii) | o | Rule 506(c) | |||
| o | Rule 504 (b)(1)(iii) | o | Securities Act Section 4(a)(5) | |||
| o | Investment Company Act Section 3(c) | |||||
| 7. Type of Filing |
| o | New Notice | Date of First Sale | 2024-05-03 | o | First Sale Yet to Occur |
| x | Amendment |
| 8. Duration of Offering |
| Does the Issuer intend this offering to last more than one year? | x | Yes | o | No |
| 9. Type(s) of Securities Offered (select all that apply) |
| o | Pooled Investment Fund Interests | x | Equity |
| o | Tenant-in-Common Securities | o | Debt |
| o | Mineral Property Securities | x | Option, Warrant or Other Right to Acquire Another Security |
| x | Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | x | Other (describe) |
| Units, each consisting of one common share and one common share purchase warrant ("Warrant"). Each Warrant exercisable to purchase one Share at C$0.31 for a period of 4 years from date of issuance. | |||
| 10. Business Combination Transaction |
| Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? | o | Yes | x | No |
| Clarification of Response (if Necessary) | ||||
| 11. Minimum Investment |
| Minimum investment accepted from any outside investor | $ 0 USD |
| 12. Sales Compensation |
| Recipient | Recipient CRD Number | x | None | ||
| EIGHT CAPITAL CORP | |||||
| (Associated) Broker or Dealer | o | None | (Associated) Broker or Dealer CRD Number | o | None |
| VIII CAPITAL CORP. | 39759 | ||||
| Street Address 1 | Street Address 2 | ||||
| 100 Adelaide Street West | Suite 2900 | ||||
| City | State/Province/Country | ZIP/Postal Code |
| Toronto | ONTARIO, CANADA | M5H 1S3 |
| State(s) of Solicitation | o | All States | o | Foreign/Non-US |
| NEW YORK | ||||
| 13. Offering and Sales Amounts |
| Total Offering Amount | $ 3032320 USD | o Indefinite |
| Total Amount Sold | $ 1339520 USD | |
| Total Remaining to be Sold | $ 1692800 USD | o Indefinite |
| Clarification of Response (if Necessary) |
| Total Offering Amount represents price of Units consisting of common shares (7360000 x $0.182|C$0.25) plus exercise price of the underlying Warrants (7360000 x $0.23|C$0.31). There is no assurance that the Warrants expiring May 3, 2028 will be exercised. |
| 14. Investors |
| o | Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, Number of such non-accredited investors who already have invested in the offering | |
| Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: | 8 |
| 15. Sales Commissions & Finders’ Fees Expenses |
| Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount. |
| Sales Commissions | $ 67012 USD | x | Estimate |
| Finders' Fees | $ 0 USD | o | Estimate |
| Clarification of Response (if Necessary) |
| plus 368,200 non-transferable broker warrants, each exercisable to purchase one common share at C$0.25 until May 3, 2028. |
| 16. Use of Proceeds |
| Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount. |
| $ 0 USD | o | Estimate |
| Clarification of Response (if Necessary) |
| Signature and Submission |
| Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice. |
| Terms of Submission |
| In submitting this notice, each Issuer named above is: | ||
|
| Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person. | |
| For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature. | |
| Issuer | Signature | Name of Signer | Title | Date |
| BONTERRA RESOURCES INC. | /s/Pier-Elise Herbert-Tremblay | Pier-Elise Herbert-Tremblay | Chief Financial Officer | 2025-06-10 |