FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
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| 1. Name and Address of Reporting Person * Pratt Annie | 2. Issuer Name and Ticker or Trading Symbol Nxu, Inc. [ NXU ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President |
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3. Date of Earliest Transaction
(MM/DD/YYYY)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person | |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Class A Common Stock | 8/9/2023 | S(1) | 10 | D | $0.2 | 73 (2) | D | |||
| Class A Common Stock | 8/9/2023 | S(1) | 54 | D | $0.3 | 19 (2) | D | |||
| Class A Common Stock | 9/11/2023 | S(3) | 29 | D | $0.18 | 3,280 (2) | D | |||
| Class A Common Stock | 10/10/2023 | S(4) | 14 | D | $0.11 | 258 (2) | D | |||
| Class A Common Stock | 10/10/2023 | S(4) | 113 | D | $0.13 | 146 (2) | D | |||
| Class A Common Stock | 10/11/2023 | S(4) | 2 | D | $0.11 | 145 (2)(5) | D | |||
| Class A Common Stock | 10/19/2023 | A | 15 | A | (6) | 160 (7) | D | |||
| Class A Common Stock | 10/23/2024 | A | 133,325 (8) | A | (6) | 133,483 (2) | D | |||
| Class A Common Stock | 11/8/2024 | S(9) | 40,224 | D | $0.3478 | 93,260 (2) | D | |||
| Class A Common Stock | 11/8/2024 | S(9) | 1,023 | D | $0.33 | 92,237 (2) | D | |||
| Class A Common Stock | 11/18/2024 | S(10) | 5,466 | D | $0.29 | 86,772 (2)(11) | D | |||
| Class A Common Stock | 11/19/2024 | S(10) | 1,613 | D | $0.27 | 85,159 (2)(11) | D | |||
| Class A Common Stock | 11/19/2024 | S(10) | 2,477 | D | $0.25 | 82,683 (2)(11) | D | |||
| Class A Common Stock | 11/20/2024 | S(10) | 3,593 | D | $0.24 | 79,091 (2)(11) | D | |||
| Class A Common Stock | 11/20/2024 | S(10) | 87 | D | $0.25 | 79,004 (2)(11) | D | |||
| Class A Common Stock | 12/5/2024 | S(12) | 4,625 | D | $0.2304 | 74,380 (2) | D | |||
| Class A Common Stock | 12/10/2024 | S(12) | 4,279 | D | $0.2413 | 70,102 (2) | D | |||
| Class A Common Stock | 1/15/2025 | S(13) | 5,761 | D | $0.5606 | 64,343 (2) | D | |||
| Class A Common Stock | 1/17/2025 | S(14) | 4,694 | D | $0.5404 | 59,650 (2) | D | |||
| Class A Common Stock | 1/22/2025 | S(15) | 1,219 | D | $0.5325 | 58,431 (2) | D | |||
| Class A Common Stock | 1/24/2025 | S(15) | 1,124 | D | $0.5486 | 57,308 (2) | D | |||
| Class A Common Stock | 1/24/2025 | F | 1,180 | D | $0.616 | 56,129 (2) | D | |||
| Class A Common Stock | 2/27/2025 | S(16) | 1,146 | D | $0.2707 | 54,984 (2) | D | |||
| Class A Common Stock | 3/3/2025 | S(17) | 1,759 (18) | D | $0.26 | 53,225 (2) | D | |||
| Class A Common Stock | 3/5/2025 | S(18) | 1,535 | D | $0.2405 | 51,691 (2) | D | |||
| Class A Common Stock | 3/7/2025 | S(19) | 1,644 | D | $0.2357 | 50,048 (2) | D | |||
| Class A Common Stock | 3/11/2025 | S(19) | 1,444 | D | $0.2239 | 58,604 (2) | D | |||
| Class A Common Stock | 24,246 (20) | D | ||||||||
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
| 1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owners | |||||
| Reporting Owner Name / Address | |||||
| Director | 10% Owner | Officer | Other | ||
| Pratt Annie C/O NXU, INC. 1828 N HIGLEY RD., SUITE 116 MESA, AZ 85205 | X | President | |||
| Signatures | ||
| /s/ Annie Pratt | 5/7/2025 | |
| **Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |