FORM 3
| Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
| | |
| 1. Name and Address of Reporting Person * Witkoff Zachary David |
2. Date of Event Requiring Statement (MM/DD/YYYY)
| 3. Issuer Name and Ticker or Trading Symbol ALT5 Sigma Corp [ALTS] |
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) | ||
| 5. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person | |
Table I - Non-Derivative Securities Beneficially Owned | |||
| 1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common stock, Par Value $0.001 | 1,000,000 | I | See footnote (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
| 1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Warrants to Purchase Common Stock | (2) | (2) | Common Stock | 8,000,000 | $7.5 | I | See footnote (1) |
| Warrants to Purchase Common Stock | (2) | (2) | Common Stock | 4,000,000 | $8.25 | I | See footnote (1) |
| Warrants to Purchase Common Stock | (2) | (2) | Common Stock | 4,000,000 | $9 | I | See footnote (1) |
| Warrants to Purchase Common Stock | (2) | (2) | Common Stock | 4,000,000 | $9.75 | I | See footnote (1) |
| Pre-Funded Warrants to Purchase Common Stock | 10/16/2025 (3) | (3) | Common Stock | 99,000,000 | $0.001 | I | See footnote (1) |
| Remarks: Mr. Zachary D. Witkoff is the co-founder and CEO of WLFI, and was appointed to the Issuer's board of directors as a representative of WLFI. As a result, WLFI is a director by deputization for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. |
| Reporting Owners | |||||
| Reporting Owner Name / Address | |||||
| Director | 10% Owner | Officer | Other | ||
| Witkoff Zachary David C/O WORLD LIBERTY FINANCIAL, INC. 407 ARYE STREET, SUITE 1358 WILMINGTON,, DE 19804 | X | ||||
| Signatures | ||
| /s/ Zachary D. Witkoff | 11/13/2025 | |
| **Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |