OTCM

OTC Markets Group Inc.

 
Class A Common Stock Alternative Reporting
OTCQX U.S. Premier
 

OTC Disclosure & News Service

 

OTC Markets Group Announces Lists of Compliance Downgrades and Caveat Emptor Designations for the Month of November

Dec 04, 2017

OTC Disclosure & News Service

New York, NY -

NEW YORK, Dec. 4, 2017 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of financial markets for 10,000 U.S. and global securities, today announced the lists of   downgrades from its respective OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of November. 

Downgrades from OTCQX and OTCQB November 2017

Company

Symbol

OriginalMarket

DowngradedMarket

Reason

Removal Date

Atlas Energy Group, LLC

ATLS

OTCQX U.S.

OTCQB

Market Cap Deficiency

11/10/2017

Aytu BioScience,Inc.

AYTUZ

OTCQX U.S.

Pink Current

Bid Price Deficiency

11/17/2017

Aytu BioScience,Inc.

AYTUW

OTCQX U.S.

Pink Current

Bid Price Deficiency

11/17/2017

Alanco Technologies,Inc.

ALAN

OTCQB

Pink No Information

Non-Compliance with OTCQB Standards

11/7/2017

Blake Insomnia Therapeutics,Inc.

BKIT

OTCQB

Pink Current

Non-Compliance with OTCQB Standards

11/17/2017

KonaRed Corp

KRED

OTCQB

Pink Current

Non-Compliance with OTCQB Standards

11/14/2017

Mag One Products Inc.

MGPRF

OTCQB

Pink Current

Non-Compliance with OTCQBStandards

11/2/2017

Sugarmade, Inc.

SGMD

OTCQB

Pink No Information

Filing Delinquency

11/15/2017

Validian Corp.

VLDI

OTCQB

Pink Current

Bid Price Deficiency

11/28/2017

Vilacto Bio Inc.

VIBI

OTCQB

Pink Current

Public Interest Concern

11/28/2017

WearableHealth Solutions, Inc

WHSI

OTCQB

Pink No Information

Filing Delinquency

11/15/2017

XINDAINTERNATIONALCORP.

XNDA

OTCQB

Pink Current

Non-Compliance with OTCQBStandards

11/17/2017

YUS International Group Ltd

YUSG

OTCQB

Pink Current

Non-Compliance with OTCQB Standards

11/28/2017

In addition to downgrades, OTC Markets Group designates certain securities as "Caveat Emptor" by placing a skull and crossbones icon next to the stock symbol on the otcmarkets.com website.  The Caveat Emptor designation is intended to inform investors that there may be a public interest concern related to the security and that investors should exercise additional care and perform thorough due diligence before making an investment decision. The Caveat Emptor icon is publicly displayed on the www.otcmarkets.com website and is distributed on market data feeds.

Caveat Emptor Changes November 2017

Company

Symbol

Caveat Emptor Status

Market Tier

Date

AgTech Global International, Inc.

AGGL

removed

Pink Limited

11/6/2017

Central Wireless, Inc.

CWIR

added

Pink Current

11/6/2017

China Finance, Inc.

CHFI

added

Pink No Information

11/15/2017

Coeur D'Alenes Company (The)

CDLA

added

Pink No Information

11/13/2017

DirectView Holdings, Inc.

DIRV

added

Pink No Information

11/15/2017

Dong Fang Hui Le Inc.

DFHL

added

Pink No Information

11/17/2017

Everlert, Inc.

EVLI

added

Pink Current

11/6/2017

Favored, Inc.

FVRD

added

Pink Current

11/27/2017

Firefish, Inc.

FRFS

added

Pink No Information

11/3/2017

Longport, Inc.

LPTI

added

Pink No Information

11/14/2017

Nocera Inc.

NCRA

added

Pink No Information

11/13/2017

Pacific Vegas Global Strategies, Inc.

PVEG

added

Pink Current

11/17/2017

Rainmaker Worldwide Inc.

RAKR

removed

Pink Current

11/22/2017

Sharing Services, Inc.

SHRV

added

Pink Current

11/16/2017

Solos Endoscopy, Inc.

SNDY

removed

Pink Current

11/20/2017

Start Scientific, Inc.

STSC

added

Pink No Information

11/30/2017

U.S. Lithium Corp.

LITH

removed

Pink Current

11/24/2017

Vicapsys Life Sciences, Inc.

VICP

added

Pink No Information

11/13/2017

Vidaroo Corp

VIDA

added

Pink No Information

11/8/2017

Vilacto Bio Inc.

VIBI

added

Pink Current

11/28/2017

About OTC Markets Group Issuer Compliance 
OTC Markets Group's Washington D.C.-based Issuer Compliance team is responsible for evaluating company compliance with OTCQX and OTCQB qualifications, monitoring stock promotion and other potential public interest concerns, and working to allow issuers to provide adequate current information to the marketplace.  Through data driven disclosure processes and market activity analysis, the Issuer Compliance team promotes transparency among the 10,000 U.S. and global securities that trade on the OTCQX® Best Market, the OTCQB® Venture Market, and the Pink® Open Market.

Issuer Compliance is actively engaged in continuous information sharing with FINRA, the SEC, other regulators, and the exchanges.

About OTC Markets Group Inc.
OTC Markets Group Inc. (OTCQX: OTCM) operates the OTCQX® Best Market, the OTCQB® Venture Market, and the Pink® Open Market for 10,000 U.S. and global securities.  Through OTC Link® ATS, we connect a diverse network of broker-dealers that provide liquidity and execution services.  We enable investors to easily trade through the broker of their choice and empower companies to improve the quality of information available for investors.

To learn more about how we create better informed and more efficient markets, visit www.otcmarkets.com

OTC Link ATS is operated by OTC Link LLC, member FINRA/SIPC and SEC regulated ATS.

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Media Contact:
OTC Markets Group Inc., +1 (212) 896-4428, media@otcmarkets.com

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SOURCE OTC Markets Group Inc.

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