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Fees

  • Annual Fee: $15,000
  • Application Fee: $5,000

Contact Information

OTCQX International Application Process

The OTCQX application process offers a streamlined approach to accessing U.S. investors.

  1. Appoint a Principal American Liaison (PAL), which may be an ADR bank, a qualified investment bank, or an attorney. PALs help guide foreign companies through the application process and provide resources for navigating the U.S. Market.
  2. Obtain priced broker-dealer quotations on OTC Link™ ATS.
  3. Upload the past two years of financials required by the company’s home country exchange listing, in English, to the OTCQX website.
  4. List your company in a Recognized Securities Manual, such as Standard and Poor’s or the Mergent Manual, so brokers may verify compliance with state Blue Sky laws and recommend your company’s security to investors.
  5. The PAL submits an initial letter confirming compliance with all OTCQX marketplace rules.
Application Forms
OTCQX International Application Word PDF
OTCQX Agreement for International Companies Word PDF
Appointment of an Investment Bank PAL Word PDF
Appointment of an Attorney PAL Word PDF
Appointment of an ADR Depositary PAL Word PDF
DAD/PAL Application Word PDF
DAD/PAL Agreement Word PDF

Rules for Issuers
OTCQX Rules for International Companies PDF

Rule Amendments
OTCQX Release 8 - February 13, 2014 PDF
OTCQX Release 7 - March 11, 2013 PDF
OTCQX Release 6 (Updated) - October 10, 2011 PDF
OTCQX Release 6 - July 20, 2011 PDF
OTCQX Release 5 - September 17, 2009 PDF
OTCQX Release 4 - January 26, 2009 PDF
OTCQX International Release 1 - December 12, 2008 PDF
OTC Markets Group Disclosure Guidelines - Release 3 (December 12, 2008) PDF

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