Blue Sky Solutions to Help You Increase Investor Access
Companies that trade in the U.S. OTC market must be compliant with the Blue Sky laws in each U.S. state or territory in order for brokers to recommend their stock to investors in that state or territory.
Each state has its own filing requirements to protect its residents from securities fraud. These protections are called Blue Sky laws and brokers must confirm a company’s compliance with the Blue Sky laws before they can discuss or recommend a company to a client.
The Blue Sky Monitoring Service OTC Intelligence subscribers can select to upgrade their Blue Sky Snapshot service to receive more detailed state-by-state compliance data as well as ongoing monitoring and advisory services. This service will help you conveniently manage your state-by-state blue sky compliance and provide assurance to broker-dealers that they can recommend your security to their clients.
- Access Professionally Advised Investors. Expand your investor base from self-directed investors to the large pools of liquidity that are professionally advised
- Monitor the Information Brokers Receive. This service provides a daily-updated list of states in which your stock is compliant – the same list that over 90% of U.S. brokers use for their own compliance procedures
- Guidance. Receive a review and analysis about your company’s Blue Sky status in each state as well as guidance on how to comply with the laws of each state
